FINRA SIE AUTHORIZED PDF | SIE RELIABLE TEST PREP

FINRA SIE Authorized Pdf | SIE Reliable Test Prep

FINRA SIE Authorized Pdf | SIE Reliable Test Prep

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Tags: SIE Authorized Pdf, SIE Reliable Test Prep, Guaranteed SIE Success, SIE Exam Review, New SIE Test Questions

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Updated SIE Practice Exam Questions

They found difficulty getting hands on FINRA SIE real exam questions as it is undoubtedly a tough task. Besides this, it is also hard to pass the SIE exam on the first attempt. Nervousness and fear of exam is also daunting for applicants. The actual SIE Questions being offered by iPassleader will enable you to obtain the certification without any hassle.

FINRA Securities Industry Essentials Exam (SIE) Sample Questions (Q21-Q26):

NEW QUESTION # 21
Which of the following statements is true of the comparison between penny stocks and blue-chip stocks?

  • A. Penny stocks are more likely to pay dividends than blue-chip stocks.
  • B. Penny stock prices are generally more stable than blue-chip stock prices.
  • C. Penny stock issuers are generally better capitalized than issuers of blue-chip stocks.
  • D. Penny stocks are generally less liquid than blue-chip stocks.

Answer: D

Explanation:
Step by Step Explanation:
* Penny Stocks: These are low-priced, highly speculative stocks often issued by small or distressed companies. They generally have low liquidity, meaning they can be difficult to buy or sell without significantly impacting the price.
* Incorrect Options:
* Dividends: Penny stocks rarely pay dividends, unlike blue-chip stocks.
* Price Stability: Penny stocks are highly volatile compared to blue-chip stocks.
* Capitalization: Blue-chip companies are far better capitalized.
References:
* SEC Bulletin on Penny Stocks: SEC Penny Stocks.


NEW QUESTION # 22
Which of the following statements characterizes the typical relationship between the market value of a municipal bond portfolio and interest rates?

  • A. As the market value goes down, interest rates decrease.
  • B. As the market value goes up, interest rates stay constant.
  • C. As interest rates decrease, the market value goes up.
  • D. As interest rates increase, the market value goes up.

Answer: C

Explanation:
Step by Step Explanation:
* Inverse Relationship: Bond prices and interest rates have an inverse relationship. When interest rates fall, existing bonds with higher coupon rates become more valuable, leading to an increase in market value.
* Incorrect Options:
* A: Market value decreases as interest rates increase.
* C: Interest rates and bond values move inversely, not in the same direction.
* D: Interest rates are not constant; they fluctuate over time.
References:
* SEC Municipal Bonds Overview: SEC Municipal Bonds.


NEW QUESTION # 23
A customer receives a confirmation that discloses the firm has acted in a principal capacity. Which of the following statements is the best explanation for this disclosure?

  • A. The firm is acting as an intermediary between the customer and an unrelated firm.
  • B. The firm matched the customer's purchase with a sell order listed on an electronic communication network (ECN).
  • C. The firm is selling to the customer from its inventory.
  • D. The firm is acting as an intermediary between the customer and another customer.

Answer: C

Explanation:
When a firm acts in a principal capacity, it trades securities for its own account, buying or selling directly to or from its inventory. The firm's role differs from an agency capacity, where it acts as an intermediary.
* A is correctbecause principal capacity involves selling directly from the firm's inventory.
* B,C, andDare incorrect because these scenarios describe agency transactions, where the firm facilitates trades between two parties.


NEW QUESTION # 24
A currency devaluation impacts a country's economic activity in which of the following ways?

  • A. Makes exports cost less in merchandise trade countries
  • B. Decreases gross domestic product (GDP)
  • C. Increases imports from merchandise trade countries
  • D. Decreases inflation

Answer: A

Explanation:
Currency devaluation reduces the value of a country's currency relative to others, making its exports cheaper and more competitive internationally. This stimulates demand for the country's goods and services.
* D is correctbecause devaluation reduces export costs, encouraging foreign buyers.
* Ais incorrect because devaluation can increase inflation by raising the cost of imported goods.
* Bis incorrect because GDP often rises due to increased export demand.
* Cis incorrect because imports become more expensive after devaluation, reducing demand.


NEW QUESTION # 25
Which of the following responses describes treasury stock?

  • A. U.S. government securities held by a corporation
  • B. Authorized but unissued stock
  • C. Stock subsequently reacquired by the issuer
  • D. Restricted stock owned by officers

Answer: C

Explanation:
Treasury stock refers to shares that were issued by a company and subsequently repurchased by the company.
These shares are held in the company's treasury and are not considered outstanding.
* C is correctbecause treasury stock is stock reacquired by the issuer.
* Ais incorrect because authorized but unissued stock has never been issued.
* Bis incorrect because restricted stock refers to shares issued with restrictions on transferability, not reacquired stock.
* Dis incorrect because it incorrectly refers to government securities, not corporate stock.


NEW QUESTION # 26
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To practice for a Securities Industry Essentials Exam (SIE) in the software (free test), you should perform a self-assessment. The FINRA SIE practice test software keeps track of each previous attempt and highlights the improvements with each attempt. The FINRA SIE Mock Exam setup can be configured to a particular style & arrive at unique questions.

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Best Accurate SIE Authorized Pdf, SIE Reliable Test Prep

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